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Page 18--The
14th Amendment and the Article V Convention
An argument used by
convention opponents is the
convention clause of Article V fails to provide the "details" about an
Article V Convention i.e., selection of delegates, ratio of vote to
propose an amendment and so forth. These opponents argue because
Article V is "vague" on these details a convention cannot or should not
be convened despite the fact the states have satisfied the two thirds
requirement mandating a convention call. These opponents ignore the
fact Article V does not have to provide these "details." Article V is
part of the Constitution. As with all constitutional questions, all the Constitution is applied.
The "details" are found in other clauses of the Constitution.
This page briefly discusses
the
constitutional effect of the 14th Amendment on an Article V
Convention. As with all of the Constitution every clause is effected by
every other clause of the Constitution. This is
especially true for the effect of the 14th Amendment on the convention
clause of Article V. The amendment explains why a
convention must propose its amendment based on a two thirds vote of
state delegations (assuming a quorum of state delegations). It explains
why a convention
must be
comprised of elected delegates. It explains why a convention vote is
conducted by
state delegation rather than by individually elected citizens.
The 14th
Amendment states (in part): "All persons born or naturalized in the
United States, and subject to the jurisdiction thereof, are citizens of
the United States and of the state wherein they reside. No state shall
make or enforce any law which shall abridge the privileges or
immunities
of citizens of the United States; nor shall any state deprive any
person of life, liberty, or property, without due process of law, nor
deny to any person within its jurisdiction the equal protection of the
laws."
As discussed in more legal detail the Supreme
Court has ruled all members of a clearly defined legal
class must be treated equally under the law
(See: Discussion Page
17 E). The Court has ruled,
"Classification [discrimination] must always rest on some difference
which bears a reasonable and just relation to the act in respect to
which the classification is proposed, and can never be made
arbitrarily, and without any such basis." In sum: there must be a
reason and a basis for discrimination [classification] or it is
unconstitutional. In the case of an Article V Convention, the question
is whether there is a basis in the Constitution to classify the
convention in a separate legal class other than a single legal class
which includes both convention and Congress. By separating convention
and Congress into two legal classes each mode of amendment proposal may
then be treated differently under the law. There appears to be no
constitutional basis to do so.
The function of both convention and Congress is constitutionally
identical, i.e., the proposal of amendments to the Constitution. The
effect of the proposal, if ratified, is identical. The Constitution
authorizes no other political bodies to make amendment proposal.
Article V strictly and equally limits the power of amendment proposal
upon both convention and Congress. Given these facts, there is no
possible way to classify the two bodies differently, i.e., two legal
classes, as they are identical as to authority, effect, limit, and
exclusiveness. As the Constitution excludes all others from amendment
proposal, there is no constitutional basis for anybody to create a
classification. There is no authority in the Constitution allowing any
political or judicial body to do so.
Hawke v Smith, 253 U.S. 221, 227 (1920): "It is not the function of
courts or legislative bodies, national or state, to alter the method
which the Constitution has fixed." More importantly, there is no
"difference which bears a reasonable and just relation to the act in
respect to which the classification is proposed" as the functions of
both Congress and convention are identical in all respects. Gulf,
C.& S.F. Ry. Co. v Ellis, 165 U.S. 150 at 155 (1897). (See:
Discussion Page 17 E and Page
17 G).
The Supreme Court has stated the basic principle that
for a
convention and Congress to be viewed as two separate legal classes
there must be a basis in the Constitution for such discrimination which
there is none. Therefore any law which applies to one portion of the
legal class must equally apply to all portions of the legal class. This
explains why a convention must propose amendments based on a two thirds
vote of that body. Article V mandates Congress propose amendments based
on
a two thirds vote by that body. Under the terms of the 14th Amendment's
equal protection clause, if the law
(which in this case is the "Supreme
Law" of Constitution),
mandates one portion of the legal class, Congress, propose amendments
by two thirds vote of that body, the other portion of the legal class,
the convention, must also propose an amendment by two thirds vote of
that
body.
Elected Delegates
The 14th Amendment
principle of equal protection under the law extends
to all aspects of a convention including delegate selection.
All members of Congress are elected as required by law (the
Constitution) (unless they are appointed to fill a vacancy which has no
bearing in this case). As members of Congress are elected then so too
must convention delegates be elected. Indeed it would nearly impossible
to assert otherwise as all other groups associated with the amendment
process (state legislatures and state
ratification conventions) consist entirely of elected members.
Similarly, attempting to "instruct" convention delegates on how they
will vote, what they will propose or what subjects they will consider
is unconstitutional because, under law (the Constitution) Congress
cannot be so instructed in its
consideration of an amendment proposal.
Thus the same election laws which regulate election of members of
Congress must equally apply to election of convention delegates.
Moreover the qualification of office must be equal. The lowest standard
of election to office in the Constitution is for members of the House
of Representatives. According to the Constitution, "No Person shall be
a Representative who shall not have attained to the age of twenty five
Years, and been seven Years a Citizen of the United States, and who
shall not, when elected, be an inhabitant of that State in which he
shalll be chosen." Thus this constitutional standard become the
election qualifications for delegates to a convention. Further members
of the House are elected to districts. Convention delegates are thus
elected from the same districts. The Constitution however prevents any
person from holding two civil offices simulataneously. Thus there will
be two individuals representing the district, one for Congress and one
for the convention.
State
Delegations
As convention
delegates are
federal, rather than state, that is authority for the convention
originates in the Constitution (See Discussion: Hawke v Smith, 253 U.S.
221 at 230 (1920) (See: Discussion Page
17G). If delegates and members of Congress must be
treated equally under the law, then the requirements for election must
be equal. The
Constitution establishes minimum standards for election of a member in
Congress
which is membership in the House of Representatives. This standard of
representation (age, residency and minimum years of citizenship) must
equally apply to the election of convention delegates. House members
are
elected from congressional districts which are apportioned in the state
based on equal population. However as the populations
for each state vary, so too do the number of congressional districts in
each state. Consequently convention delegates must be elected from the
same congressional districts to in order to equally represent the
people. The
number of delegates from each state must be equal to the number of
congressional districts in the state.
However the
Constitution mandates in amendment process each
state is equal. In the amendment process each state is permitted one
application
for each set of two thirds applications to cause a convention call. A
single state cannot submit 34 applications and cause a convention call.
Thus each state gets one vote in applying for a convention call. In
ratification each state has one ratification vote. Again a single
state cannot vote 34 times to ratify a proposed amendment and it
be ratified. In the amendment process each state has one "vote"
regardless of population an thus are equal. Because the states are
equal,
votes at the convention must be based on an equal state basis rather
than varied state population. Otherwise a few large population states with
their large numbers of elected delegates would
control the convention. Notably, this was the major concern of the
delegates at the
Federal Convention of 1787 who wrestled over the question of
representation at the federal level--equal representation of the states
versus state
population.
Ultimately the delegates to the Federal Convention of
1787 resolved their problem
by creating two houses of representation in Congress--one based on
equal state
representation (the Senate) and the other on state population (the
House). However the Constitution mandates "a" convention for proposing
amendments (singular) meaning 'one'
convention
not 'two.' Thus within the confines of a convention, (one house), equal
representation must occur. No vote shall have any more weight than any
other vote. As each state varies in population a vote based on that
variation cannot be equal. A larger, more populous, state has more
votes (say) on the question of a proposed amendment than a smaller,
less populous, state. This violates
the principle of equal protection under the law and is
unconstitutional. As citizens in
the less populous state have less representation (say) in the question
of an amendment proposal they are denied equal protection under the law
to have an equal say in a question which all in the nation are affected
equally. Being equally effected they must have equal say.
In order that the population in each state is equally represented
regardless of population but so that population is still represented,
elected delegates from each state are gathered into
state delegations. In this way populations are equally represented within
the state delegations and states are equally represented at the
convention. In effect the state delegation becomes an artificial person
with one vote. Each state delegation then votes within itself on any
question and once decided casts its one vote on the
question. Thus a total of 50 votes are
recorded at the convention for each question presented to it. It
therefore requires 34 votes (assuming all delegations are present) to
propose an amendment. This is not the first time such a system has been
successfully used in the United States. The
Federal Convention of 1787 and the Congress of the United States prior
to enactment of the Constitution both used equal state delegations as
the basis of vote.
Quorum
Many operational
questions of a convention are
resolved by the application
of the 14th Amendment's equal protection clause to a convention. A
significant one is
the question of quorum. In Congress the Constitution demands a quorum
before either House may conduct business. The Constitution defines a
quorum as a
"majority" of members or fifty percent of the membership plus one. Thus
in Congress a quorum of members (fifty percent plus one) may vote to
propose an amendment without two
thirds of the full membership of the House present. As it is in
Congress, so it is in a convention. Assuming a quorum of state
delegations (presently 26)
and within each state delegation a quorum of members (otherwise the
convention will determine that delegation to be absent), two thirds of
the state
delegations present may vote propose an amendment without all
state delegations present or all members within the state delegations
present. A majority of the quorum of state delegations present may
conduct other business of the convention as required.
While this may appear a concern, it is not.
The quorum rule facilitates full representation at the convention and
ensures no single delegate can prevent the convention from conducting
its business. (If the quorum rule did not apply then by simply not
attending a single delegate could prevent a vote on any amendment
proposal or prevent a state delegation from voting on the proposal).
Fully aware of the quorum rule and the possibility of proposal by a
small group of delegations, all state delegations and the members
within them will be present at every session of the convention in order
to guard against this consequence. Thus the people that elected the
delegates will therefore be fully represented at all times.
The Supreme Court in Missouri Pacific Ry. Co v
State of
Kansas, 258 U.S. 276 (1919) (See Discussion Page
17F) ruled on
the issue of quorum in relation to the amendment proposal process of
Article V. The Court quoted Speaker of the House Thomas Reed on the
passage in 1898 of the amendment to the Constitution providing for the
election of Senators by vote of the people, when in reply to an inquiry
from the floor as to whether such vote was in compliance with the
two-thirds rule fixed by Constitution, Reed said, "The question is one
that has been so often decided that it seems hardly necessary to dwell
upon it. The provision of the Constitution says 'two-thirds of both
houses.' What constitutes a house? A quorum of the membership, a
majority, one-half and one more. That is all that is necessary to
constitute a house to do all the business that comes before the House.
Among the business that comes before the House is the reconsideration
of a bill which has been vetoed by the President; another is a proposed
amendment to the Constitution; and the practice is uniform in both
cases that if a quorum of the House is present the House is
constituted, and two-thirds of those voting are sufficient in order to
the accomplish the object."
Therefore, as with Congress, the rule of quorum, a majority plus one
for both the state delegations and the members comprising each state
delegation will apply, meaning such a quorum constitutes the convention
and it may proceed with its business.
Page Last Updated: 9 APRIL 2017